Investment Management Services
Sophisticated Portfolio Management for Significant Wealth
Managing substantial assets requires a transition from traditional wealth accumulation to a more nuanced, institutional-grade strategy. We provide access to an expansive universe of investment opportunities designed to meet your return objectives and provide meaningful diversification beyond the public markets.
Our Core Capabilities
Institutional-Grade Alternative Investments
We look beyond conventional assets to provide access to private equity, venture capital, and private credit. These opportunities allow our clients to participate in the growth of private firms and infrastructure projects that are typically reserved for institutional investors.
Comprehensive Asset Management
We provide professional oversight through a wide range of investment options, utilizing rigorous due diligence to select managers and structures that align with your long-term objectives.
Corporate Executive Services
For leaders of publicly traded and private companies, we offer specialized strategies to manage the unique complexities of executive life. This includes navigating concentrated equity positions, Rule 10b5-1 trading plans, and the integration of stock-based compensation into your broader wealth plan.
Tax-Efficient Portfolio Design
We prioritize the net result by implementing sophisticated, tax-managed strategies designed to minimize the impact of fiscal liabilities on your portfolio’s long-term growth. By coordinating closely with your tax professionals, we utilize technical proficiency to address certainties in the tax code through strategic planning, helping to ensure that more of your wealth remains working toward your visionary goals.
Bespoke Opportunities for Ultra-Affluent Clients
For families with complex requirements and assets exceeding $50M, we offer a single, seamless resource for institutional access. This includes boutique investment ideas and transactions facilitated directly with institutional trading desks to provide highly customized solutions.
Investment products are: not deposits, not FDIC/NCUA insured, not insured by any government agency, not bank guaranteed, subject to risk and may lose value. Eagle Rock a Greenberg & Rapp Company and Greenberg & Rapp Financial Group, Inc. are not registered broker dealers and are independent of Raymond James Financial Services, Inc.. Investment advisory services offered through Raymond James Financial Services Advisors, Inc.
Alternative investment strategies involve greater risks and are not appropriate for all investors. Private Institutional Client products and services (“PIC Services”) are nondiscretionary, nonfiduciary and nonadvisory investment opportunities in all asset classes, conventional and alternative, that are only available to certain Alex. Brown and Raymond James clients who qualify as an “institutional account” as defined in FINRA Rule 4512(c), that are highly sophisticated investors with experience in independently evaluating and making investment decisions with respect to securities and investment strategies similar to those made available through PIC Services. A copy of the options disclosure document is available from your financial advisor. Options are not suitable for all investors.
Every investor’s situation is unique and you should consider your investment goals, risk tolerance and time horizon before making any investment. This information is not a complete summary or statement of all available data necessary for making an investment decision and does not constitute a recommendation. Investing involves risk and you may incur a profit or loss regardless of strategy selected, including diversification and asset allocation. Past performance does not guarantee future results. Be sure to contact a qualified professional regarding your situation before making any investment or withdrawal decision. Changes in tax laws or regulations may occur at any time and could substantially impact your situation.
Alternative Investments involve substantial risks that may be greater than those associated with traditional investments and may be offered only to clients who meet specific suitability requirements, including minimum net worth tests. These risks include but are not limited to: limited or no liquidity, tax considerations, incentive fee structures, potentially speculative investment strategies, and different regulatory and reporting requirements. There is no assurance that any investment will meet its investment objectives or that substantial losses will be avoided.
While we are familiar with the tax provisions of the issues presented herein, as Financial Advisors we are not qualified to render advice on tax or legal matters. Raymond James and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.